DDH: Ultrasound Characteristics of Clinically Dislocated But Reducible Hips
Ultrasound Characteristics of Clinically Dislocated But Reducible Hips With DDH
Brendan Striano, BA, Emily K. Schaeﬀer, PhD, Travis H. Matheney, MD, Vidayadhar V. Upasani, MD, Charles T. Price, MD, Kishore Mulpuri, MBBS, MS (Ortho), MHS, Wudbhav N. Sankar, MD, and the International Hip Dysplasia Institute
Background: Although ultrasound (US) is frequently used in diagnosis and management of infantile developmental dysplasia of the hip, precise ultrasonographic parameters of what constitutes a dislocation, subluxation etc remain poorly deﬁned. The purpose of this study was (1) to describe the ultrasonographic characteristics of a large cohort of clinically dislocated but reducible hips and (2) to begin to develop ultrasonographic deﬁnitions for what constitutes a hip dislocation.
Methods: A retrospective review of prospectively collected data from an international multicenter study group on developmental dysplasia of the hip was conducted on all patients under 6 months of age with hip(s) that were dislocated at rest but reducible based on initial physical examination (ie, Ortolani positive). Femoral head coverage (FHC), alpha angle (a), and beta angle (b) were measured on pretreatment US by the individual treating surgeon, and were recorded directly into the database.
Results: Based on 325 Ortolani positive hips, the median FHC on presentation was 10% with an interquartile range of 0% to 23%. A total of 126 of the 327 hips (39%) demonstrated 0%FHC. The 90th percentile was found to be at 33% FHC. Of 264 hips with suﬃcient a data, the median a was 43 degrees with an interquartile range from 37 to 49 degrees. The 90th percentile for a was at 54 degrees. A total of 164 hips had documented b with a median of 66 degrees and an interquartile range of 57 to 79 degrees; the 90th percentile was at 94 degrees.
Conclusions: Analysis of a large cohort of patients with dislocated but reducible hips reveals a median percent FHC of 10%, a median a of 43 degrees, and a median b of 66 degrees on initial US. Using a threshold at the 90th percentile, a sensible ultrasonographic deﬁnition of a dislocated hip seems to be FHCr33%, implying that FHC between 34% and 50% may be reasonably termed a subluxation. Although these ﬁndings are consistent with previous, smaller reports, further prospective research is necessary to validate these thresholds.
Level of Evidence: Level IV—diagnostic study.
Key Words: ultrasound, DDH, hip dysplasia, hip dislocation, developmental dysplasia of the hip.
Developmental dysplasia of the hip (DDH) is the most common congenital anomaly of the lower extremity and represents a spectrum of disease ranging from an insuﬃciently developed, shallow acetabulum to degrees of subluxation and frank dislocation.1 Studies have demonstrated that rates of DDH vary from <1% to 13%,1-9 depending on the demographics, risk factors, and method of diagnosis.
Since its introduction, ultrasound (US) has become the imaging modality of choice for infantile DDH. The advantages of US for DDH are vast, with reports indicating increased accuracy of DDH surveillance, increased nonoperative treatment success rates, earlier treatment failure detection, decreased exposure to radiographs, decreased duration of nonoperative therapy, and lower rates of surgical intervention.6,10-14
Although US has become a routine diagnostic and management tool for DDH, the accepted standard for deﬁning clinical hip instability are the Barlow and Ortolani signs. In reality, current practice for the management of DDH involves input from both clinical examination and ultrasonography (or radiography). However, relatively little data exist to correlate these 2 methods of assessment. Ultrasonographic classiﬁcation of DDH relies on the pioneering works of Graf15, whose system was developed using data from 3500 hips, only 15 of which were luxated, and without mention of clinical examination ﬁnding. Though Graf made no formal mention of femoral head coverage in his seminal works, Graf type IV hips were termed “completely dislocated.” Graf15,16 noted subjectively that hips of this type show an “empty acetabulum” or the “femoral head lying in the soft tissue.” As a result, despite the widespread use of US, objective ultrasonographic deﬁnitions of hip dislocation remain somewhat ambiguous. This can create challenges in reporting diﬀerences between researchers who use only clinical examination to classify patients and those who rely on baseline imaging with variable criteria, all of which hinders the ability to generate high level, practice-changing evidence to improve the care of DDH.
Because of the lack of consistent, large scale multi-center US data on dislocated hips, there is confusion in the DDH literature about how best to objectively deﬁne a dislocated hip with US. The purpose of this paper is to provide primary data of US ﬁndings in clinically dislocated hips with the aim of creating standard sonographic criteria for a hip dislocation. We believe criteria of this sort will ultimately facilitate the development of evidence based guidelines to improve patient care and outcomes of DDH treatment.
After obtaining Institutional Review Board (IRB) approval, the database of an international multicenter study group was queried. This database contains prospectively collected data from 9 participating institutions representing the United States, Mexico, Canada, Australia, and the United Kingdom. Only patients under 6 months of age with hips dislocated at rest, as deﬁned by a positive Ortolani test on clinical examination, were included in the study. Patients were excluded from analysis if they were older than 6 months of age or did not have a baseline US before treatment. In addition, patients were excluded from analysis if there was insuﬃcient documentation of femoral head coverage.
Femoral head coverage, alpha angle (@), and beta angle (ß) were measured on pretreatment US by the treating surgeon, and were recorded directly into the database by each center. a and b were measured using the standard method on coronal images, as described by Graf.15,16 Percent coverage of the femoral head was calculated using the method described by Morin et al17 using the best available coronal ﬂexion image (Fig. 1).
The distribution of US metric data was evaluated using the Shapiro-Wilk test to determine if it followed a normal distribution. Appropriate population statistics were then calculated based on the population distribution type; that is normal distribution or non-normal distribution. In addition to describing the data distribution, a Pearson product-moment correlation was calculated to evaluate the relationship between femoral head coverage and @, as well as ß.
We identiﬁed 374 hips with a positive Ortolani sign, indicating that these hips were clinically dislocated at rest. Data were recorded from 304 patients, with 70 patients having bilateral dislocated hips. Female patients represented 86% of the population. Left hips accounted for 62%of the data. Eight hips were excluded from analysis because the patient was older than 6 months of age at time of US. Forty-one hips were excluded from analysis because of insuﬃcient documentation of the femoral head coverage percentage. The ﬁnal cohort, therefore, was composed of 325 dislocated hips from 267 patients. The average age at the time of initial US was 1.1 ± 1.3 months.
For these clinically dislocated hips, pretreatment US demonstrated femoral head coverage data did not follow a normal distribution, but rather a right skewed distribution (P<0.001) (Fig. 2). Therefore, in lieu of reporting an average and SD, population statistics for non-normal distribution were calculated. The median femoral head coverage was 10%, with an absolute range of 0% to 60%. The interquartile range was 0% to 23%. In total, 126 hips (39%) were found to have 0% FHC. The 90th percentile of the data was found to be at 33% coverage.
@ were reported from 264 hips. The median a was 43 degrees (range, 15 to 68 degrees) with an interquartile range from 37 to 49 degrees. The 90th percentile for the data was found to be 54.0 degrees (Fig. 3). ß were reported from 164 hips. The median ß was 66 degrees (range, 22 to 117 degrees), with an interquartile range from 57 degrees to 80 degrees. The 90th percentile was at 95 degrees (Fig. 4).
Pearson product-moment correlation was utilized to elucidate the relationship between FHC and @, as well as ß. It demonstrated that the variation in FHC explains about 6.6% of the variation in @ (r2 = 0.0662; P < 0.001). For the relationship between FHC and ß, the variation in FHC accounted for 15.4% of the variation in the ß (r2 = 0.1543; P< 0.001) (Fig. 5).
US has become a key modality for the diagnosis of children with risk factors for DDH, dysplastic growth, or grossly abnormal hips, with some health care systems even utilizing it for routine screening of all newborns.18,19 As a management tool, US is useful because it allows for repeated qualitative and quantitative assessment of the development of the immature acetabulum without radiation. Of all of the information provided by hip US, DDH literature has primarily focused on the use of FHC to guide management, as this represents an objective metric for the amount of femoral head displacement. Holen and colleagues utilized FHC, in addition to clinical examination, to select patients for harness therapy. Using FHC, patients, who based on clinical examination ﬁndings would have been treated, were spared unnecessary harness therapy, while still ensuring appropriate acetabular development.14 In addition, Lerman et al,20 White et al,21 and Novais et al22 have shown that lower percent FHC represents a more severe form of disease, and therefore can be used to predict treatment failure with Pavlik harness. Similarly, Alexiev et al23 found that dynamic coverage index, a modiﬁed form of FHC, was a predictor of residual dysplasia in patients successfully treated with a Pavlik harness.
Despite the importance of both the clinical examination and US in the evaluation of infants with DDH, there is need for improved understanding of the relationship between these 2 methods of assessment. Currently, the most widely accepted deﬁnition of a dislocated hip is one with a positive Ortolani sign, which indicates that the hip is clinically dislocated at rest but reducible. Certainly, hips may be dislocated and irreducible (and therefore Ortolani negative), in which case the clinical examination does not provide deﬁn-itive evidence for the dislocation and imaging veriﬁcation is necessary to establish the diagnosis. However, for these cases there is no clear deﬁnition for what constitutes a hip dis-location on US. This information gap also creates challenges when conducting rigorous multicenter research where it is advantageous to use objective standards to group and compare cohorts rather than relying on subjective data such as an investigator’s clinical examination ﬁnding.
At ﬁrst glance, it may seem intuitive to deﬁne a hip dislocation on US simply as a percent FHC of zero, as was suggested by Graf for type IV hips.15 However, several smaller studies evaluating the boney coverage of dislocated hips, using US, have contradicted this expect-ation. Terjesen et al,9 reported an average of 35.9% bony rim percentage in 7 patients with Ortolani positive hips. Holen et al6,14 have reported ranges from 33% to 37%average femoral head coverage in Ortolani positive hips. Finally, Novais et al22 documented a median FHC of 23% in 78 hips with a positive Ortolani test, though it was unclear if this measurement was done before or after harness initiation. In an eﬀort to take the ﬁrst step towards an evidence-based ultrasonographic deﬁnition of a hip dislocation, we conducted the current study to report the baseline US ﬁndings of a large, multicenter cohort of clinically dislocated hips. Our data demonstrates a median FHC of 10% in our cohort. Further, our data reveal that 39% of Ortolani positive hips had zero FHC, and 90% had a FHC of r33%. These ﬁndings generally support those of the previous smaller series.6,9,14,21,22
We also report on the potential relationship between FHC and both a and b. Our Pearson correlation values reveal that FHC is only very weakly correlated with these 2 metrics. As a result, measures of FHC can be considered to be independent of a and b for all practical purposes.
There are several limitations to this study. First, although all patients in our database had pretreatment US, we relied on measurements that were entered directly from each individual site. As a result, our data may be susceptible to interrater variability as each center per-formed its own measurements. Secondly, infantile hip US is a dynamic test requiring speciﬁc skills, and as a result, ultrasonographic measurements may be aﬀected by the technique and level of experience of the person performing the US. Small variations in US protocols and positions at diﬀerent institutions may also contribute to diﬀerences in measured US indices. This is reﬂected in the fact that 8 hips (2.2%) were found to have Z50% FHC despite being classiﬁed as clinically dislocated. These may represent hips that relocated when the baby was posi-tioned in lateral decubitus position and gently manipulated during the US process. Finally, we acknowledge that this is an observational study of all Ortolani positive hips in our cohort, and thus does not reﬂect the US ﬁndings in normal children, Barlow positive infants (reduced but unstable hips), or those with irreducible dislocations. As such, the current study represents only the ﬁrst step toward an evidence-based US deﬁnition of a dislocation, and will require further work to validate the ﬁndings across diﬀerent disease severities.
Despite its limitations, our study represents the largest cohort to date of clinically dislocated hips with baseline ultrasonographic data. Observation of the distribution of these raw data allows for the development of cutoﬀ values that may be used to preliminarily deﬁne a sonographically dislocated hip. Based on our ﬁndings that 90% of Ortolani positive hips had a femoral head coverage of ≤33%, it seems reasonable to consider ≤33% FHC as an initial threshold for deﬁning an ultrasonographically dislocated hip. One could then reasonably term 34% to 50% coverage as subluxated. We recognize that this deﬁnition was generated using a population of only dislocated, but reducible hips, and therefore does not include measurements from reduced, but unstable hips among others. Therefore, further study utilizing the full spectrum of infantile hips, both pathologic and normal, is necessary to validate our proposed thresholds. Nonethe-less, we believe that characterization of only dislocated/reducible hips provides a useful starting point for research purposes. Furthermore, we believe that our sonographic data provide background on an imaging modality that has been widely adopted for clinical and research purposes, and ﬁlls a gap in the current DDH literature, providing a link between the clinical examination and US ﬁndings.