DDH: Addressing Evidence Gaps with Int’l Study

Developmental dysplasia of the hip: addressing evidence gaps with a multicentre prospective international study

Emily K Schaeffer1,2, IHDI Study Group3, Kishore Mulpuri1

Summary

  • There is a lack of high quality evidence available to guide clinical practice in the treatment and management of developmental dysplasia of the hip (DDH).
  • Evidence has been limited by persistent confusion on diagnostic and classification terminology, variability in surgeon decision making and a reliance on single centre, retrospective studies with small patient numbers.
  • To address gaps in knowledge regarding screening, diagnosis and management of DDH, the International Hip Dysplasia Institute began a multicentre, international prospective study on infants with hips dislocated at rest.
  • This review discusses the current state of screening, diagnostic and management practices in DDH and addresses important unanswered questions that will be critical in identifying best practices and optimising patient outcomes.
  • There is insufficient evidence to support universal ultrasound screening; instead, selective screening should be performed by 6-8 weeks of age on infants with risk factors of breech presentation, family history, or history of clinical hip instability. Follow-up of infants with risk factors and normal initial screening should be considered to at least 6 months of age.
  • Brace treatment is a sensible first-line treatment for management of dislocated hips at rest in infants < 6 months of age.
  • Early operative reduction may be considered as there is insufficient evidence to support a protective role for the ossific nucleus in the development of avascular necrosis.

Developmental dysplasia of the hip (DDH) is the most common paediatric hip disorder, affecting 1-3% of all infants.1,2 DDH encompasses a spectrum of conditions ranging from mild acetabular dysplasia of a reduced and stable hip, to an irreducibly dislocated hip.3 This disorder was historically referred to as congenital hip dysplasia, reflecting the pervading view that the condition was present from birth. However, as it became apparent that a number of cases were late-presenting or not diagnosed until well after birth, the term “developmental” was adopted to reflect that the condition may arise either in utero or in the post-natal period as the infant hip develops and matures.4 When left untreated or missed during early screening, DDH can lead to debilitating long term issues, including early-onset osteoarthritis of the hip, pain, limping, and the need for a total hip replacement in early adulthood.5,6 This review discusses the current state of evidence to guide screening and management of DDH. In particular, we highlight emerging data from an international prospective study that aims to identify best practices and treatment outcomes for patients globally. This narrative review is guided by a PubMed search of original and review articles along with clinical practice guidelines from the American Academy of Orthopaedic Surgeons (AAOS) and studies cited within.

Pathologies of developmental dysplasia of the hip

The hip is a ball-and-socket joint, where the femoral head sits congruently within the acetabulum. Abnormalities in acetabular morphology and/or femoral head position and shape can cause the hip to be unstable, subluxated or dislocated.7 DDH is a broad term used to describe a number of relatively distinct pathologies of the infant hip joint, which contribute to the lack of consensus for optimal screening, diagnostic and management practices.8 These pathologies represent a spectrum of severity, illustrated in Box 1. With mild acetabular dysplasia, the femoral head remains reduced and stable, but the acetabulum itself is shallow. This radiological dysplasia relies on ultrasonography or radiography for diagnosis and cannot be detected by physical examination.9 DDH also includes hip instability. A subluxable hip describes a situation when the femoral head is not centred in the acetabulum and can be more easily moved within the joint. A dislocatable hip describes a femoral head reduced at rest but able to be dislocated under stress, such as on physical examination. A dislocated hip occurs when the femoral head lies outside the acetabulum at resting position. Complete dislocations are estimated to occur in 3-4 per 1000 live births.10 The dislocation may be either reducible or irreducible on physical manipulation. Irreducible dislocations represent the most severe form of DDH and are usually the most challenging to treat by conservative or surgical methods.11-15 Although radiological dysplasia is relatively minor in comparison with more severe forms involving dislocation, each pathology along the spectrum holds clinical relevance. Radiological dysplasia is thought to account for a substantial number of hip replacements required in adulthood, with untreated dysplasia potentially leading to development of osteoarthritis of the hip.16,17 The natural history of DDH appears to relate to the severity of the condition; specifically, mild dysplasia may not manifest with clinical symptoms until adulthood, while severe dysplasia may become apparent in childhood.18 Children with an untreated dislocation may present with limb-length discrepancies, knee deformities and pain, or secondary scoliosis and back pain.6,19

Evidence to guide diagnosis, treatment and management

Despite decades of research and many studies, strong evidence to guide diagnosis, treatment and management is limited. The 2014 AAOS clinical practice guidelines included nine recom-mendations for screening and non-operative management of DDH before walking age.18 Of these, only two were of moderate strength, while the remainder were of limited strength. Recommendations are deemed moderate strength if there is one high quality or at least two moderate quality studies on the topic. Recommendations are considered limited strength if there is one moderate or at least one low quality study. Most existing studies on DDH are retrospective, single centre, have small sample sizes, or may include the entire spectrum of DDH severity.20-24Compounding these issues, there is confusion in reporting of DDH diagnoses, particularly with laterality (the side affected by the condition). Many studies have examined incidence, prevalence and treatment outcomes of DDH comparing unilateral (only right or left hip involvement) and bilateral (both hip involvement) DDH,11,14,25,26 and differential success has indeed been reported in some bracing studies.11,14 However, laterality can be a complex issue considering the spectral nature of DDH (Box 1). It is typically unclear what constitutes a truly bilateral case, and with graded severity, hips may be irreducibly or reducibly dislocated, dislocatable, subluxable or dysplastic. If, for example, one hip is dislocated and one subluxable, it is unclear whether this case should be considered bilateral or unilateral. Individual studies rarely provide detailed criteria for their definition of laterality, making cross-study comparisons difficult.

Confusion regarding classification and diagnostic terminology for DDH also persists, further obfuscating available evi-dence.18,27,28 Diagnostic definitions are relatively subjective, creating variability between surgeons and across centres. Debate exists over whether clinical examination, ultrasound or radiographyshouldbeconsideredthe gold-standarddiag-nostic method, which is likely a combination of clinical examination and radiological imaging. There will always be subjectivity in clinical examination, and even potentially objective radiological parameters such as percent coverage of the femoral head or alpha angle on ultrasound vary in inter-pretation. Some surgeons consider a hip dislocated only if coverage of the femoral head on ultrasound is less than 10%,29 while others make the diagnosis with coverage as high as 35%.30-32 Many studies fail to define what constitutes a dislocated hip. Improvement to available evidence requires a standardised framework for both reporting and diagnostic consistency to facilitate cross-study comparison as well as prospective studies with sound methodological design.

Screening

There has been longstanding debate on best practices for infant DDH screening. Clinical examination is universal, with all infants being tested for hip instability shortly after birth. In certain European countries and centres, ultrasound is also universally performed as a screening tool.33-37 In contrast, many North American centres employ selective ultrasound screening, whereby infants with DDH risk factors receive an ultrasound in addition to clinical examination.36,38-41 The AAOS guidelines identify that the only risk factors with sufficient evidence to warrant additional ultrasound screening are breech presentation, family history and history of clinical instability,18 recommending for these infants an ultrasound examination by the age of 6-8 weeks. The guidelines indicate insufficient evidence to support universal ultra-sound screening.18 This lack of evidence led the American Academy of Pediatrics to somewhat controversially not recommend any DDH screening practices, clinical or ul-trasound, in their 2016 guidelines.42

There are merits and drawbacks to both screening ap-proaches. In screening and diagnosis, ultrasound interpretation is prone to inter- and intra-observer variability depending especially on operator skill.43-46 Universal screening has the potential to reduce missed cases presenting with more complex pathology later in infancy or childhood. However, there is also potential for overtreatment: an infant’s hips develop rapidly in this early post-natal period, and many cases of hip instability or dysplasia resolve spontaneously as the joint matures.45 Addition-ally, considerable cost may be associated with universal ultra-sound programs, creating a burden on hospitals and families. Selective screening may reduce costs in comparison with universal programs, but may result in increased cases presenting late and requiring more extensive management.8,22,47-49 Further, even selective screening programs can be expensive and logistically difficult, especially in relatively resource-constrained settings. The AAOS clinical practice guidelines recommend against universal ultrasound screening, preferring selective screening on infants with risk factors of breech presentation, family history, or history of clinical instability.18 There is only limited to moderate evidence to support these conclusions (Box 2).18,50-53

While debate between universal and selective ultrasound screening continues, these platforms are only readily available in resource-rich settings. Ultrasound for DDH screening purposes is practically inaccessible to 80% of the world, where large pop-ulations are particularly susceptible to presentation of DDH after walking age. Some centres in North America, Europe and Australia employ either selective or universal ultrasound screening in conjunction with newborn physical examination. These regions collectively comprise a population of about 1.4 billion people.54,55 In contrast, regions including Asia, Africa and South America comprise a population of about 6.1 billion people and have limited resources for widespread ultrasound screening. A substantial proportion of the global population therefore goes unscreened during the critical early infancy developmental period, leading potentially to an overwhelming number of children presenting with DDH after walking age.56 When presenting at this late stage, extensive surgery is often required with multiple revision surgeries through to young adulthood.6,11,57-59

Despite best practice screening programs in Europe, North America and Australia, cases are still missed, resulting in children presenting later in infancy with more severe DDH. A review of the South Australian Birth Defects Register (SABDR) revealed that 3.4% of DDH cases in infants born between 1988 and 2003 were diagnosed late (> 3 months).20 Standard ultrasound metrics used to detect and diagnose DDH include the alpha angle and percent coverage of the femoral head. The alpha angle provides a measure of depth of the acetabulum, representing the angle formed between the roof of the acetabulum and the vertical cortex of the ilium. Percent coverage of the femoral head demonstrates the degree to which the femoral head is contained within the acetabulum. Although normal ranges for these metrics change rapidly in early hip joint development,60 an alpha angle greater than 60 degrees is considered normal in an infant, whereas an angle less than 45 degrees is considered severely dysplastic. These metrics are prone to measurement variability within and between observers, which may compromise timely diagnosis. Recently, existing two-dimensional ultrasound techniques have been improved through automated methods, machine learning and three-dimensional probes.43,45,46,63 Although still in the early validation stages, findings have suggested improved inter- and intra-rater reliability (Box 3). However, sophisticated ultrasound technology may have little impact in resource-poor settings unable to access such tech-nology. There is a clear need to develop area-specific screening protocols for local providers appropriate to their own resources. Individualised care pathways will be a critical step to providing global, comprehensive management with the ultimate goal of eliminating walking-age sequelae of DDH worldwide.

Treatment and management

As for screening and diagnostic practices, DDH management de-pends on individual surgeon decision making, and high quality evidence identifying best management practices is lacking. Again, the absence of evidence results from widespread confusion in ter-minology and poor literature reporting, compounded by the broad spectrum of severity encompassed by a DDH diagnosis. Results of bracing studies may be obfuscated by including patients with reducible and irreducible dislocated hips, unstable or subluxable hips and dysplastic hips together,11,13,14,25,62 and studies comparing operative management also often fail to clearly define the included patient population.63

To attempt to identify best practice evidence in DDH management, the International Hip Dysplasia Institute (IHDI) initiated in 2010 an international, multicentre prospective study64 of infants with the most severe form of DDH — dislocated hips at rest. Infants diag-nosed under 18 months of age with a dislocated hip at rest were enrolled at nine centres across North America, Europe and Australia. Diagnosis was confirmed by ultrasound or x-ray before treatment. These patients were prospectively followed for 2 years, with data collected on patient and maternal demographics, diag-nosis, non-operative and operative treatment. From 2010 to 2016, 619 patients were followed, 486 of whom were diagnosed under 6 months of age and 133 between 6 and 18 months. Primary out-comes have focused on surgeon and centre variability in screening and management practices and early outcomes of operative and non-operative management.

Initial findings have shown distinct differences across contributing centres in patient demographics, DDH severity and laterality at presentation, confirming the importance of locality variation in any predictive analysis of treatment success or failure in multicentre studies.64 Additionally, infants presenting late (> 3 months of age) tend to have fewer traditional risk factors typically associated with DDH (ie, breech presentation), and late presentation may be associated with swaddling during infancy.65 The protective effect of breech presentation against late diagnosis is consistent with the findings of the SABDR study.39,66 Further investigation is needed to ascribe prognostic value or causal links between these factors and late-presenting DDH, but more rigorous examination of the efficacy of current screening processes is likely required to minimise late diagnoses. The SABDR review noted increased late-diagnosed DDH from 2003-2009 compared with 1988-2003 (11.5% v 3.5% of cases).66 The authors proposed causative factors, including lack of resources in rural birth settings and increased popularity of swaddling for infants, and suggested that promoting awareness and education to the public and to medical practitioners would reduce late diagnoses. A high quality clinical screening program may be the most important factor in reducing missed cases.66

Early outcomes of brace treatment were examined in the IHDI subgroup diagnosed under 6 months of age.15 Patients with either reducible or irreducible hip dislocations were primarily managed by either dynamic (eg, Pavlik harness) or rigid (eg, abduction) brace, and factors involved in brace failure were identified. Brace treatment was successful for 79% of all included hips, with brace failure associated with development of femoral nerve palsy, rigid brace, irreducible dislocations, right hip dislocations and treatment initiation after 7 weeks of age.15 Despite irreduciblity being a potential brace failure factor, there was still a 55% success rate with brace treatment for these hips.15 Thus, this level I evidence (levels of evidence based on the Oxford Centre for Evidence-Based Medicine hierarchy) suggests that brace treatment is a sensible first-line treatment option in an attempt to avoid operative management (Box 2).

Early-term results of operative management were investigated for all patients diagnosed up to 18 months of age. Attempted closed reduction was successful in 91% of hips, and 91% of these initially successful reductions remained stable at a median follow-up of 22 months.51 Larger patient numbers will be necessary to identify true predictors of failure, as the study to date is likely underpowered in not finding associations between failure of closed reduction and age at reduction, clinical reducibility of the hip, or previous brace.51 Open reduction was successful at achieving and main-taining reduction in 99% of patients with a median of 23 months of follow-up, although some degree of subluxation was present in 12%.52 Despite the relatively high success of achieving and maintaining reduction in both of these patient cohorts, development of avascular necrosis (AVN) of the femoral head occurred after closed51 and open reduction52 in 25% and 26% of patients, respectively, indicating a need for more rigorous identification of AVN risk factors for prognostic and preventive purposes. Con-flicting reports in the literature as to whether open or closed reduction leads to higher rates of AVN67-71 are partly clarified by these early prospective results on a more definitive cohort.

The timing of operative management in relation to the appearance of the ossific nucleus has been debated, with proponents of later intervention arguing that it is protective against the development of AVN.su72-74erscript Advocates of early operative reduction counter that the potential for achieving and maintaining stable, concentric reduction of the hip is higher by allowing maximal acetabular remodelling.75-77 In both closed and open reduction patient cohorts in this prospective study, the presence of the ossific nucleus does not appear to have an impact on the development of AVN, although larger numbers will be necessary to confirm these preliminary findings. With no evidence in these level II studies to support waiting for the presence of an ossific nucleus, early oper-ative reduction may be considered (Box 2).

While the IHDI study has demonstrated the power of international, prospective study groups to generate high quality evidence to guide and inform clinical practice, its limitations also highlight outstanding issues relating to DDH management. First, the IHDI study has not provided evidence for all hips with DDH — only those at the most severe end of the spectrum, with evidence and recommendations specific to hips dislocated at rest, either reducible or irreducible. Second, all bracing and surgical outcome data are preliminary, reporting on relatively small patient numbers and limited to 2 years of follow-up. AVN is an important DDH treatment complication that may lead to lifelong debilitation and pain, and follow-up to a minimum age of skeletal maturity will be required to gain a more complete understanding of the impact of various DDH management strategies.

Additionally, the IHDI study was largely limited to centres in the developed world with established screening protocols in place and relatively abundant resources. Large numbers of patients in areas such as Asia, Africa and South America who present after walking age requiring extensive surgical management were not captured in the IHDI study. Over 2017e2018, the study size and scope has been expanded into the International Hip Dysplasia Registry (IHDR). The IHDR now includes 18 centres contributing around the world, sites in India and China, and children with less severe forms of DDH (dysplasia, subluxable and dislocatable hips). With these inclusions and with follow-up to skeletal maturity, IHDR is posi-tioned to address still-unanswered questions in DDH, with the potential to make a global impact.

Unanswered questions

There are several important questions that can be tested with methodological rigour in the near future. First, with selective ultrasound screening programs in place in North America, it will be important to understand what follow-up may be required for in-fants with DDH risk factors who receive a normal screening ul-trasound at 6 weeks of age. A 2009 study suggested that as many as 29% of breech infants initially screened as normal show radiographic signs of dysplasia severe enough to warrant treatment at 6 months of age.50 Appropriate follow-up practice for these infants should minimise late diagnosis while preventing potentially un-necessary exposure to radiation and clinical visits. Second, in infants with radiological dysplasia and clinically stable hips, there is debate as to whether brace treatment significantly improves outcomes. Spontaneous resolution of dysplasia in early infancy is often seen, and commonly used hip ultrasound metrics may change rapidly in the first 12 weeks after birth.60 Therefore, examining whether observation alone may be as effective as bracing in this patient population will be beneficial. Third, the relative outcomes with different types of brace remain unclear. Dynamic bracing by Pavlik harness is the most common non-operative management strategy, but rigid abduction braces are also used. Until high quality comparative effectiveness studies are performed with sufficient patient numbers, choice of dynamic or rigid brace should be left to the discretion of the treating practitioner. Finally, engaging patients and families early in the study development process will be critical to identify their priorities and address their primary concerns in future research. Answering each of these questions will substantially advance the evidence available to guide early management of DDH, and possibly reduce economic and social costs on health systems and patients and families.

Future directions

As we work towards improving outcomes for children screened, diagnosed and treated for DDH, we must consider the wide variations in presentation and available resources. Efforts to improve DDH care need a global vision, with advancements applicable or feasible across resource environments. A vital first step in realising this vision is for international registries to have a broader repre- sentation of different health care systems in order to maximise impact for all patients worldwide.

Acknowledgements: We thank members of the IHDI Study Group for their intellectual and data contributions to the IHDI and IHDR studies; and Niamul Quader for supplying the image and data for Box 3.

Competing interests: We have received funding for research support from the Pediatric Orthopaedic Society of North America registry seed grant, the IHDI, the BC Children’s Hospital Research Institute and the I’m a HIPpy Foundation.

Provenance: Commissioned; externally peer reviewed.

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